Administrative Sanction in the Field of Securities and Securities Market against An Phu Urban Development and Investment Joint Stock Company

19/10/2025

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On October 14, 2025, the State Securities Commission of Vietnam (SSC) issued Decision No. 328/QĐ-XPHC on the administrative sanction in the field of securities and securities market against An Phu Urban Development and Investment Joint Stock Company (Address: 28 Phan Boi Chau Street, Hoa Thuan Ward, Tam Ky City, Quang Nam Province (now 28 Phan Boi Chau Street, Ban Thach Ward, Da Nang City)), with the following details:

A monetary fine of VND 92,500,000 (ninety-two million five hundred thousand dong) was imposed pursuant to Point a, Clause 4, Article 42 of Decree No. 156/2020/NĐ-CP dated December 31, 2020 of the Government on administrative sanctions in the field of securities and securities market, for failure to disclose information required by law.

Specifically, An Phu Urban Development and Investment Joint Stock Company failed to submit information disclosure reports to the Hanoi Stock Exchange for the following documents:

  • Reports on the payment status of bond principal and interest for 2021 and the first half of 2022.

Additionally, the company submitted information disclosures late to the Hanoi Stock Exchange for the following documents:

  • Report on the use of capital from bond issuance in 2021;

  • 2021 financial statements;

  • Information disclosure on the results of bond offerings APBCH2125001, APBCH2225001, and APBCH2225002;

  • Semi-annual report on the use of capital from bond issuance for 2022;

  • Semi-annual financial statements for 2022.

This decision takes effect from the date of signing.


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The State Securities Commission of Vietnam (SSC) grants an amended License for the Establishment and Securities Business Operation of NTP Fund Management Joint Stock Company

On October 15, 2025, the State Securities Commission (SSC) issued Amended License No. 112/GPĐC-UBCK regarding the adjustment of the License for the Establishment and Securities Business Operation of NTP Fund Management Joint Stock Company, with the following details: Charter capital: VND 150,000,000,000 (one hundred and fifty billion dong).

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Details of the Administrative Sanction in the Field of Securities and Securities Market Against Vinaconex Infrastructure Investment, Construction and Development Joint Stock Company

On October 17, 2025, the State Securities Commission of Vietnam (SSC) issued Decision No. 339/QĐ-XPHC on the imposition of an administrative penalty in the field of securities and the securities market against Vinaconex Infrastructure Investment, Construction and Development Joint Stock Company (Address: No. 647 Pham Van Dong Street, Co Nhue 1 Ward, Bac Tu Liem […]

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The State Securities Commission of Vietnam (SSC) grants an amended License for the Establishment and Securities Business Operation to Viet Securities Joint Stock Company

On October 16, 2025, the State Securities Commission of Vietnam (SSC) issued Amended License No. 114/GPĐC-UBCK dated October 16, 2025, granted by the Chairman of the SSC to Viet Securities Joint Stock Company, with the following details: Head office address: 2nd Floor, No. 107 Nguyen Thai Hoc Street, Thanh Vinh Ward, Nghe An Province.

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The State Securities Commission of Vietnam (SSC) issues Decisions amending the approval for the establishment of branches of Mirae Asset Securities (Vietnam) Joint Stock Company

On October 14, 2025, the State Securities Commission (SSC) issued several Decisions amending previous approvals for the establishment of branches, as follows: Decision No. 777/QĐ-UBCK dated October 14, 2025, amending Decision No. 225/QĐ-UBCK dated March 27, 2019, by which the Chairman of the SSC had approved the establishment of Mirae Asset Securities (Vietnam) Joint Stock […]

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The State Securities Commission of Vietnam (SSC) issues a Decision on the Revocation of the Establishment Approval for EVS Securities Joint Stock Company – Ba Trieu Branch

The State Securities Commission (SSC) has issued Decision No. 774/QĐ-UBCK dated October 14, 2025, regarding the revocation of Decision No. 1110/QĐ-UBCK dated December 10, 2018, which had granted approval for EVS Securities Joint Stock Company to establish Everest Securities Joint Stock Company – Ba Trieu Branch. This Decision takes effect from the date of signing./.

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