Securities Depository

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Securities Services

AAS provides securities custody services for clients and handles re-custody at the Vietnam Securities Depository. Leveraging modern technology, our securities custody services are carried out in a fast, convenient, safe, and highly secure manner.

Securities Depository Services

Securities Depository

Securities blocking / unblocking

Securities deposit / withdrawal

Off-exchange securities transfers

Actions related to listed securities

Securities blocking / unblocking

Off-exchange securities transfers

Securities deposit / withdrawal

Receive / Transfer securities outside the securities trading system

Deposit / Withdraw securities

Freeze / Unfreeze securities

Securities Custody Guide

If you hold physical share certificates of a public company, you must first deposit them into an account at a securities company before you can trade.

If you do not have a securities trading account with AAS, you can either open one, visit one of our branches/transaction offices, or contact your account manager for assistance with completing the custody procedure.

AAS accepts applications

After AAS completes the custody application and VSD approves it, the securities will be credited to the client's account at AAS.

FAQs

FAQ

I currently have an account with another securities firm, and I would like to transfer it to AAS. What is the procedure for this?

An investor can open multiple securities trading accounts at different securities companies. To transfer transactions to AAS, first, customers need to open a securities trading account at AAS, then transfer money and securities balances to the account at AAS to be able to execute transactions and use all of our services. For further information and consultation, please contact the Customer Service Hotline: 19001811, extension 2 to reach the Customer Care Center or email to: trungtamcskh@aas.com.vn

How to Deposit Funds into Your AAS Securities Trading Account

To facilitate convenient and easy fund deposits into your securities account, AAS provides the following two methods: METHOD 1: VIA DESIGNATED ACCOUNT The Designated Account is a program established through a partnership between AAS and the Joint Stock Commercial Bank for Investment and Development of Vietnam (BIDV) and Vietnam Technological and Commercial Joint Stock Bank (Techcombank). Under this program, your securities trading account is assigned a unique identifier as bellows:

Beneficiary Bank	BIDV	TECHCOMBANK
Beneficiary account number	AAS + 6 digits of securities trading account + subaccount (01/06/08) in which: 01 is subaccount for stock trading 06 is subaccount for margin trading 08 is subaccount for bonds trading	111C+ 6 digits of securities trading account + subaccount (01/06/08) in which: 01 is subaccount for stock trading 06 is subaccount for margin trading 08 is subaccount for bonds trading
Beneficiary name	Account owner name following beneficiary name	Account owner name following beneficiary name
Amount	Total amount you desire to transfer into your securities account in AAS
Transaction Details/Description	No request as your demand	No request as your demand

PLEASE NOTE: This method shall be only applied for securities trading account of Vietnamese Investors. For the foreigner investors’ securities trading account, please transfer following the method 2 as follows METHOD 2: VIA STANDARD BANK TRANSFER You can deposit or transfer funds from any domestic bank to one of AAS’s accounts using the information below: Beneficiary Name: Cong ty Co phan Chung khoan SmartInvest Transaction Details/Description: CT TK [Your Account Number, e.g., 111C123456] + ([Sub-account Number]) cua ([Your Full Name]) You may deposit/transfer funds into one of the following bank accounts:

No.	Account Number	at Bank	Remark
1	1221892934	BIDV – Ha Thanh Branch	*Only applied for Foreigner Investor’s securities trading account*
2	2160639664	BIDV – Dong Da Branch	*Only applied for Vietnamese Investor’s securities trading account*
3	12221111119	BIDV – Ha Thanh Branch
4	0851000029629	VCB – Ha Thanh Branch
5	19122213441026	TCB – Ba Dinh Branch
6	1017682643	SHB – Dong Do Branch
7	141001536655	VietinBank – Dong Da Branch
8	1551555553636	MB – Thang Long Branch

PLEASE NOTE: The processing time for deposits made via standard bank transfer is from 8:30 AM to 4:30 PM, Monday to Friday. Any transfer requests made after 4:30 PM will be processed on the following business day.

I currently have an account with another securities firm, and I would like to transfer it to AAS. What is the procedure for this?

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