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Fee Schedule

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Securities Services
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Stock Trading

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Bond Trading

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Derivatives Trading

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Covered Warrant Trading

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Securities Depository

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Trading Services

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Service Fee Schedule

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Financial Services

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AAS Service Fee Details

Financial Service Fee Schedule

STT
Transaction type
Fee

SECURITIES TRADING ACCOUNT (INCLUDING VAT)

1
Securities Trading Account Opening Fee

Free of charge

2
Securities Trading Account Closing Fee

VND 110.000/application

3
Private Placement Bond Trading Account Opening Fee

Free of charge

4
Private Placement Bond Account Closure Fee

Free of charge

TRADING FEES FOR LISTED SHARES/BONDS/FUND CERTIFICATES AND REGISTERED TRADING

1
Trading Fees for Listed Shares/Fund Certificates, and Registered Trading

0,15%/transaction value

2
Trading Fee for Private Placement Bonds / Debt Instruments

0,02%/transaction value

3
Trading Fee for Listed Corporate Bonds

0,1%/transaction value

SECURITIES CUSTODY

1
Shares, fund certificates, covered warrants

VND 0,27/Shares, fund certificates/month

2
Corporate Bonds (Listed / Private Placement)

VND 0,18/bond/month

3
Debt instruments as regulated by the Law on Public Debt Management.

VND 0,14 per debt instrument as regulated by the Law on Public Debt Management per month.

SECURITIES TRANSFER

1
Inter-member securities transfer fee.

0,5 VND per security per transfer per security code (minimum VND 50.000 and maximum VND 1.000.000)

2
Inter-member securities transfer fee.

0,3 VND per security, per security code, per transfer (maximum VND 300.000 per transfer for each security code)

3
Securities withdrawal

VND 100.000/application

OFF-EXCHANGE SECURITIES TRANSFER

1
Transfer of shares by founding shareholders during a legally mandated lock-up period.

0,15% of transaction value (minimum VND 100.000 per transaction)

2
Transfer of ownership for listed or registered-for-trading securities approved by the State Securities Commission.
  • 0,15% of transaction value (minimum VND 100.000 per transaction) for shares and fund certificates.
  • 0,01% of transaction value (minimum VND 100.000 per transaction) for bonds.
3
Transfer of ownership of privately placed corporate bonds that have been registered with VSDC but are not yet traded on the stock exchange.

0,01% of transaction value (minimum VND 100.000 per transaction)

4
Transfer of ownership for securities used as collateral that have been registered and frozen at VSDC.
  • 0,1% of t1ansaction value (minimum VND 100.000 per transaction) for shares, fund certificates, and covered warrants.
  • 0,01% of transaction value (minimum VND 100.000 per transaction) for bonds.
5
Transfer of securities of a public company that have been registered with VSDC but are not listed or registered for trading on the stock exchange.
  • 0,15% of transaction value (minimum VND 100.000 per transaction) for shares and fund certificates.
  • 0,01% of transaction value (minimum VND 100.000 per transaction) for bonds.
6
Transfer of ownership as a result of a public tender offer.

0.1% of transaction value (minimum VND 100.000 per transaction)

7
Transfer of ownership of securities in ETF unit certificate swaps and in the exercise of covered warrants.

0.1% of transaction value (minimum VND 100.000 per transaction)

8
Gifts and inheritance of securities.
  • 0,15% of transaction value (minimum VND 100.000 per transaction) for shares and fund certificates.
  • 0,01% of transaction value (minimum VND 100.000 per transaction) for bonds.
9
Transfer of ownership of securities resulting from the division, separation, merger, consolidation, and capital contribution with shares for enterprise establishment, in accordance with the Civil Law, the Enterprise Law, and the Securities Law.

0.1% of transaction value (minimum VND 100.000 per transaction)

BLOCKING, RELEASING AND MONITORING COLLATERAL ASSETS (INCLUDING VAT)

1
Securities freezing and unfreezing upon investor request.

VND 110.000/application

2
Confirming the freeze/unfreeze status of an account or pledged assets.

Free of charge

3
Securities freezing and the monitoring of investors' collateral assets are performed at VSDC.
  • For Stocks/Fund Certificates: 0.165% of the value of frozen securities, calculated at par value (minimum 220.000 VND per security code, maximum 3.300.000 VND per security code).
  • For Bonds: 0.022% of the value of frozen securities, calculated at par value (minimum 220.000 VND per security code, maximum 3.300.000 VND per security code).
4
The unfreezing of an investor's pledged securities is carried out at VSDC.

VND 550.000/application

TRANSFER OF SECURITIES SUBSCRIPTION RIGHTS

1
Within the company

VND 50.000/application

2
Inter-company

VND 100.000/application

TAXES AND OTHER SERVICE FEES (INCLUDING VAT)

1
Securities sales tax

0.1% per transaction value

2
Cash dividend tax

5% of total dividends received

3
Stock dividend tax

5% of the transaction value (TV):

  • If the selling price >= par value: TV = par value x number of shares
  • If the selling price < par value: TV = selling price x number of shares
4
Print statements for cash and securities transactions (with Company Seal)

Printing time counted up to the present:

  • ≤ 3 months: Free of charge

  • From 3 to 12 months: 22.000 VND per copy

  • Over 12 months: 55.000 VND per copy

5
Trading code application fee for foreign investors

VND 110.000/application

6
SMS Service (VAT included)

VND 11.000/month

FEE FOR CERTIFICATION OF PROFESSIONAL SECURITIES INVESTOR STATUS (INCLUDING VAT)

1
Certification of Professional Investor Status for Trading at AAS, with supporting documents provided by the Client or AAS

Free of charge

2
Certification of Professional Investor Status for Trading at AAS and verification documents provided by a third party

VND 550.000/account/confirmation

3
Certification of Professional Investor Status (for non-trading clients at AAS), with supporting documents provided by the Client or AAS, based on the criterion: "The average daily market value of the listed or registered-for-trading securities portfolio, excluding the value of margin loans and the value of securities subject to repurchase agreements, must be VND 2 billion over a minimum period of 180 consecutive days prior to the determination date.

VND 550.000/account/confirmation

4
Certification of Professional Investor Status (for non-trading clients at AAS), with supporting documents provided by the Client or AAS, based on the remaining criteria specified in Clause 1, Article 11 of the Securities Law No. 54/2019/QH14.

VND 330.000/account/confirmation

Financial Service Fee Schedule

No.
Transaction type
Applicable fee rate
1
Cash advance for securities sales

12.5%/annum

2
Standard margin loan

12.5% per annum Overdue interest rate is equivalent to 150% of the in-term interest rate

3
Margin Loan Extension

0.15% of the loan value (minimum VND 100.000 per loan)

4
Deposit money into the securities trading account

Free of charge

5
Internal fund transfer between the Client’s securities sub-accounts

Free of charge

6
Transfer funds to the beneficiary bank account

According to the fee schedule of the settlement bank, AAS does not charge any intermediary fee