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Fee Schedule
AAS Service Fee Details
Financial Service Fee Schedule
STT
Transaction type
Fee
SECURITIES TRADING ACCOUNT
1
Securities Trading Account Opening Fee
Free of charge
2
Securities Trading Account Closing Fee
VND 99.000/application
3
Private Placement Bond Trading Account Opening Fee
Free of charge
4
Private Placement Bond Account Closure Fee
Free of charge
TRADING FEES FOR LISTED SHARES/FUND CERTIFICATES AND REGISTERED TRADING
1
Trading Fees for Listed Shares/Fund Certificates, and Registered Trading
0,15%/transaction value
2
Bond trading fees
0,1%/transaction value
SECURITIES CUSTODY
1
Shares, fund certificates, covered warrants
VND 0,297/stock, fund certificates/month
2
Corporate Bonds
VND 0,198/bond/month
3
Debt instruments as regulated by the Law on Public Debt Management.
VND 0,164 per debt instrument as regulated by the Law on Public Debt Management per month.
SECURITIES TRANSFER
1
Inter-member securities transfer fee.
0,55 VND per security per transfer per security code (minimum VND 55,000 and maximum VND 1.100.000)
2
Inter-member securities transfer fee.
0,33 VND per security, per security code, per transfer (maximum VND 330.000 per transfer for each security code)
3
Securities withdrawal
VND 110.000/application
OFF-EXCHANGE SECURITIES TRANSFER
1
Transfer of shares by founding shareholders during a legally mandated lock-up period.
0,165% of transaction value (minimum VND 110.000 per transaction).
2
Transfer of ownership for listed or registered-for-trading securities approved by the State Securities Commission.
- 0,165% of transaction value (minimum VND 110.000 per transaction) for shares and fund certificates.
- 0,011% of transaction value (minimum VND 110.000 per transaction) for bonds.
3
Transfer of ownership of privately placed corporate bonds that have been registered with VSDC but are not yet traded on the stock exchange.
0,011% of transaction value (minimum VND 110.000 per transaction).
4
Transfer of ownership for securities used as collateral that have been registered and frozen at VSDC.
- 0,11% of t1ansaction value (minimum VND 110.000 per transaction) for shares, fund certificates, and covered warrants.
- 0,011% of transaction value (minimum VND 110.000 per transaction) for bonds.
5
Transfer of securities of a public company that have been registered with VSDC but are not listed or registered for trading on the stock exchange.
- 0,165% of transaction value (minimum VND 110.000 per transaction) for shares and fund certificates.
- 0,011% of transaction value (minimum VND 110.000 per transaction) for bonds.
6
Transfer of ownership as a result of a public tender offer.
0.11% of transaction value (minimum VND 110,000 per transaction).
7
Transfer of ownership of securities in ETF unit certificate swaps and in the exercise of covered warrants.
0.11% of transaction value (minimum VND 110,000 per transaction).
8
Gifts and inheritance of securities.
- 0,165% of transaction value (minimum VND 110.000 per transaction) for shares and fund certificates.
- 0,011% of transaction value (minimum VND 110.000 per transaction) for bonds.
9
Transfer of ownership of securities resulting from the division, separation, merger, consolidation, and capital contribution with shares for enterprise establishment, in accordance with the Civil Law, the Enterprise Law, and the Securities Law.
0.11% of transaction value (minimum VND 110,000 per transaction).
BLOCKING, RELEASING AND MONITORING COLLATERAL ASSETS
1
Securities freezing and unfreezing upon investor request.
VND 110.000/application
2
Confirming the freeze/unfreeze status of an account or pledged assets.
Free of charge
3
Securities freezing and the monitoring of investors' collateral assets are performed at VSDC.
- For Stocks/Fund Certificates: 0.165% of the value of frozen securities, calculated at par value (minimum 220,000 VND per security code, maximum 3,300,000 VND per security code).
- For Bonds: 0.022% of the value of frozen securities, calculated at par value (minimum 220,000 VND per security code, maximum 3,300,000 VND per security code).
4
The unfreezing of an investor's pledged securities is carried out at VSDC.
VND 550.000/application
TRANSFER OF SECURITIES SUBSCRIPTION RIGHTS
1
Within the company
VND 55.000/application
2
Inter-company
VND 110.000/application
TAXES AND OTHER SERVICE FEES
1
Securities sales tax
0.1% per transaction value
2
Cash dividend tax
5% of total dividends received
3
Stock dividend tax
5% of the transaction value (TV):
- If the selling price >= par value: TV = par value x number of shares
- If the selling price < par value: TV = selling price x number of shares
4
Print statements for cash and securities transactions
Free of charge
5
Trading code application fee for foreign investors
VND 110.000/application
6
SMS Service (VAT included)
VND 11.000/month
FEE FOR CERTIFICATION OF PROFESSIONAL SECURITIES INVESTOR STATUS
1
Certification of Professional Investor Status for Trading at AAS, with supporting documents provided by the Client or AAS
Free of charge
2
Certification of Professional Investor Status for Trading at AAS and verification documents provided by a third party
VND 550,000/account/confirmation
3
Certification of Professional Investor Status (for non-trading clients at AAS), with supporting documents provided by the Client or AAS, based on the criterion: "The average daily market value of the listed or registered-for-trading securities portfolio, excluding the value of margin loans and the value of securities subject to repurchase agreements, must be VND 2 billion over a minimum period of 180 consecutive days prior to the determination date.
VND 550,000/account/confirmation
4
Certification of Professional Investor Status (for non-trading clients at AAS), with supporting documents provided by the Client or AAS, based on the remaining criteria specified in Clause 1, Article 11 of the Securities Law No. 54/2019/QH14.
VND 330,000/account/confirmation
Financial Service Fee Schedule
No.
Transaction type
Applicable fee rate
1
Cash advance for securities sales
12.5%/annum
2
Standard margin loan
12.5% per annum Overdue interest rate is equivalent to 150% of the in-term interest rate
3
Margin Loan Extension
0.165\% of the loan value (minimum VND 110,000 per loan)
4
Deposit money into the securities trading account
Free of charge
5
Internal fund transfer between the Client’s securities sub-accounts
Free of charge
6
Transfer funds to the beneficiary bank account
According to the fee schedule of the settlement bank, AAS does not charge any intermediary fee
Transaction fee schedule by bank
Tìm kiếm ngân hàng
Chọn ngân hàng
- BIDV Bank
- MBBank
No.
Transaction type
Applicable fee rate
BIDV Bank
1
Transfer funds to the beneficiary account at BIDV.
Transfer funds to the beneficiary account at BIDV.
2
Transfer funds to the beneficiary account at BIDV.
Transfer funds to the beneficiary account at BIDV.
3
Transfer funds to the beneficiary account at BIDV.
Transfer funds to the beneficiary account at BIDV.
MBBank
1
Transfer funds to the beneficiary account at BIDV.
Free
2
Transfer funds to the beneficiary account at BIDV.
Free
3
Transfer funds to the beneficiary account at BIDV.
Free
4
Transfer funds to the beneficiary account at BIDV.
Free
