Administrative Sanction in the Field of Securities and Securities Market against An Phu Urban Development and Investment Joint Stock Company

19/10/2025

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On October 14, 2025, the State Securities Commission of Vietnam (SSC) issued Decision No. 328/QĐ-XPHC on the administrative sanction in the field of securities and securities market against An Phu Urban Development and Investment Joint Stock Company (Address: 28 Phan Boi Chau Street, Hoa Thuan Ward, Tam Ky City, Quang Nam Province (now 28 Phan Boi Chau Street, Ban Thach Ward, Da Nang City)), with the following details:

A monetary fine of VND 92,500,000 (ninety-two million five hundred thousand dong) was imposed pursuant to Point a, Clause 4, Article 42 of Decree No. 156/2020/NĐ-CP dated December 31, 2020 of the Government on administrative sanctions in the field of securities and securities market, for failure to disclose information required by law.

Specifically, An Phu Urban Development and Investment Joint Stock Company failed to submit information disclosure reports to the Hanoi Stock Exchange for the following documents:

  • Reports on the payment status of bond principal and interest for 2021 and the first half of 2022.

Additionally, the company submitted information disclosures late to the Hanoi Stock Exchange for the following documents:

  • Report on the use of capital from bond issuance in 2021;

  • 2021 financial statements;

  • Information disclosure on the results of bond offerings APBCH2125001, APBCH2225001, and APBCH2225002;

  • Semi-annual report on the use of capital from bond issuance for 2022;

  • Semi-annual financial statements for 2022.

This decision takes effect from the date of signing.


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